“以案为鉴叩初心，警钟长鸣守底线”

本文转自：东谈主民网-广西频谈

“以案为鉴叩初心，警钟长鸣守底线”

——国海证券投教基地经办广西证券行业文化成立主题警示涵养展

为正经贯彻落实中国证监会对于加强行业文化成立责任部署，7月以来，在广西证监局的指引下，广西证券期货基金业协会长入国海证券投资者涵养基地等区内多家投资者涵养基地推出“以案为鉴叩初心，警钟长鸣守底线”主题警示涵养展。

本次主题涵养展勾通近十年广西辖区发生或查处的证券期货犯科违纪典型案件，深入解析内幕走动、支配阛阓、财务作秀、犯科涌现、从业东谈主员违纪走动、中介机构不尽职等20余个案例，并配套发布了《广西成本阛阓犯科违纪案例选编（2015—2024）》，申饬成本阛阓投资东谈主要“谈不拾获”、刊行东谈主要“市不豫贾”、机构守门东谈主要“守不妄取”，是广西成本阛阓表现和践行“五要五不”中国性情金融文化，塌实鼓吹地区证券行业文化成立，强化法治宣传的遑急执行。

警示涵养展技艺，国海证券投资者涵养基地与区内其他投教基地协同广西证券期货基金业协会组织开展多场现场蚁集参不雅行径，组织证券期货会员单元、上市（挂牌）公司董监高及中介机构负责东谈主到现场参不雅学习。收尾现在，已有156家证券期货会员单元负责东谈主参不雅，对区内主要证券期货计较机构基本作念到全隐秘，十余家上市（挂牌）公司董监高及中介机构负责东谈主也到现场参不雅学习，展览累计参不雅东谈主数达400余东谈主。

证券行业文化成立凯旋相干到阛阓健康发展和投资者信心，是落实新“国九条”、推动成本阛阓高质料发展的遑急保险。下一步，国海证券投资者涵养基地将以社会办法中枢价值不雅为引颈，陆续深入践行“五要五不”中国性情金融文化，深远把抓金融责任的政事性和东谈主民性，进一步强化证券从业东谈主员行状谈德轨范，诞生精熟的社会形象。（国海证券）

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